Recently, Yu Hin Au, Nathan Lindzey, and Levent Tunçel published a preprint with various spectral bounds on the arXiv. They investigate generalizations of bounds due to Delsarte and Hoffman in the context of the Lovász-Schrijver SDP. Page 12 of that article I knew for a few more days because Nathan asked me if their bound is known. The bound is simply an example to showcase their techniques. Here I will present another method of showing the same bound. Consider the graph which is defined as follows: Vertices are the elements of
and two vertices are adjacent if they have Hamming distance
or
, that is they differ in
or
positions. On page 12, they obtain the following bound:
Theorem 1 A clique of
has at most size
.
Here we will discuss equality in this bound and a small improvement for even.
1. Equality for odd
Yu, Nathan and Levent use a version of the ratio bound, so the proof is very nice. They also mention that the bound is tight as we can take a Hadamard matrix and remove one column. Here an example for
. This is the corresponding Hadamard matrix:
Our graph has s and
s, so let’s replace
s by
s and chop the last column:
The rows above correspond to vertices pairwise at distance
or
. As Hadamard matrices of size
, where
, only exist if
divides
, we have that
is odd for all examples obtained this way.
2. A Small Improvement
Now the small improvement for even.
Theorem 2 A clique of
,
even, has at most size
.
This is probably somewhere in literature, but I would like to know where (this was Nathan’s question to me). And I would also like to know if there is a construction to obtain equality in this bound. Using Hadamard matrices, but this time adding a column to them, it is easy to see that the existence of a Hadamard matrix of size implies the existence of a clique of size
in
.
So how do we prove this better bound? We use a method from an old blog post of mine here. We will first do this for . Let’s say that
is the adjacency matrix of the distance-
graph on
. That is
is
if
and
have Hamming distance
, and
otherwise. The eigenvalues of these graphs are well-known. Here, the
th column corresponds to the eigenvalue of the
th graph (
):
It is noteworthy that the rows are not random. These graphs share their eigenspaces
, a common property of distance-regular graphs and, more generally, association schemes. A reason for those who want to know: The
‘s commute, so we can diagonalize them simultaneously. Another well-known and very nice thing about this set of graphs is that the eigenvalue matrix
also provides you with an explicit orthogonal projection matrix onto the eigenspace
. Define the projection matrix
by
if
and
have Hamming distance
. And we also know that the dimension of
is equal to
.
To show the theorem for , we look at
. We do know that
. If
is a clique of
, then we also know that the submatrix
of
index by
is of the form
. Clearly, this matrix has full rank, hence
. Hence,
as claimed.
Now let’s do the same in general with . We still have
for
and
at distance
and
. The entries of
, given by the Krawtchouk polynomials, are
We only care about with
. In this case, the formula simplifies to
In fact, we only case about . We obtain
, and
. Hence, the submatrix
of
indexed by
is a multiple of
, so it has full rank if
is even. Hence,
. But
. Therefore,
.
We also obtain an alternative proof for for
odd. Indeed,
has rank
if
. Hence, the bound is worse by one in this case.
3. Equality for even
As the authors of the preprint mention, has clique number
. Here is an example for equality:
11110 11001 10101 10011 01111
This is a Hadamard matrix of size with one column and row added. As mentioned before, I would be curious to know if one can do this more generally.
Acknowledgements My thanks go to Nathan Lindzey for having a look at a draft of this article.
What is the independence number of this graph?
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I do not know. One can deduce from the (conjectured) independence number of the orthogonality graph that it is far away from something trivial like
.
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